In this role, you'll have the opportunity to lead the planning, execution, and oversight of the annual audit plan, ensuring the quality and effectiveness of the audit processes across designated areas. You'll collaborate with key stakeholders, maintain knowledge of financial services regulations, and interact with regulators to uphold the highest standards of compliance and governance. This role will specifically be conducting Assurance for the Enterprise Risk Management Framework.
RESPONSIBILITIES:
- Maintain an understanding of the firm's business, governance, risk management, and controls.
- Assess the firm's control environment for risks, effectively identifying, mitigating, and improving the control environment.
- Be a part of the entire audit process from scoping, planning, fieldwork, and reporting while serving as a key contributor and mentor to junior team members
QUALIFICATIONS:
Education:
- Bachelor's Degree in Business or a relevant field such as Finance, Accounting, or related degree.
Experience:
- 6+ years of experience in audit, accounting or relevant professional experience.
- Prior experience as an auditor specifically conducting Quality Assurance in Financial Services Industry is desired.
