Director, Regulatory Risk - Financial Services
Description:
A growing financial consulting firm is looking for a Director to join their team. This person will play a crucial role in guiding our clients to design and develop solutions related to the evolving regulatory compliance landscape within the Financial Services industry. The ideal candidate must have the experience and ability to implement industry standards and best practices to assess, advise, design, and recommend complex, enterprise-wide regulatory compliance and risk management policies, procedures, methodologies, toolkits, and templates.
- Collaborate with Financial Services clients to understand their risk strategy, transformation opportunities, and regulatory challenges.
- Lead client engagements to develop and implement risk and compliance programs, including designing frameworks, operating models, policies, processes, and procedures in compliance with regulatory requirements.
- Provide strategic planning support on issues related to risk transformation, remediation, and compliance across financial and non-financial risk areas.
- Conduct risk program gap analysis and maturity assessments, including recommendation and prioritization reporting.
- Design, rationalize, and test business process controls and outputs for compliance with applicable laws and regulations.
- Stay updated on federal and state regulations, industry trends, and emerging risks.
- Contribute to revenue generation with existing clients and develop business with new clients.
- Address regulatory findings and issues across non-financial and financial risk areas.
- Provide thought leadership and deliver effective presentations and training across all organizational levels.
- Actively pursue business development opportunities and market risk and compliance services to prospective clients.
- Foster a culture of growth and a business development mindset, acting as a thought leader in the market.
- Lead sales, delivery, solution development, and practice leadership across focus areas such as regulatory reporting transformation, remediation of regulatory risk matters, and risk management framework assessment and design.
Requirements:
- 15+ years of consulting and delivery experience in risk and regulatory strategy and transformation projects.
- Prior experience in professional services, preferably at a large, global accounting firm or management consulting firm.
- Experience in LFI, enhanced prudential standards, resolution/recovery planning, and various Basel Accords.
- Solid understanding of applicable regulations (e.g., SR 16-11, SR 11-7, FFIEC, DFAST/CCAR).
- Experience in regulation impact analysis and strategic implementation of new and evolving requirements.
- Knowledge of technology and GRC data solutions to support.
- Strong knowledge of commercial/retail banking and capital markets products.
- Excellent communication and presentation skills.
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