Broker Dealer Risk Advisor
Working with a company is a global leader in market infrastructure, offering clients access to liquidity, data, and trading solutions across financial and commodities markets. The firm is currently seeking a Risk Advisory Business Partner to join its Americas team. In this high-impact, business-facing role, the individual will work closely with senior leaders to embed operational and strategic risk management into day-to-day operations and long-term initiatives.
Responsibilities
- Collaborate with business units to proactively identify and assess key operational, strategic, and emerging risks.
- Guide and challenge the completion of formal risk assessments, including RCSAs, scenario analyses, and root cause reviews.
- Support the definition, implementation, and monitoring of risk appetite thresholds and key risk indicators (KRIs).
- Assess risk implications of strategic initiatives such as M&A, product launches, and business expansion plans.
- Evaluate the effectiveness of control frameworks, identifying weaknesses and ensuring timely remediation.
- Produce insightful risk reporting and MI to inform decision-making and keep senior leadership engaged and informed.
- Manage and escalate significant risk events, issues, and policy breaches, ensuring appropriate follow-up and resolution.
- Provide oversight and input into business continuity and crisis management activities across the organization.
Requirements
- Extensive product knowledge across fixed income, foreign exchange, equities, and derivatives
- Over 7 years of operational risk experience within capital markets or interdealer brokerage environments
- Strong analytical acumen, solid grasp of regulatory frameworks, and proven ability to engage effectively with stakeholders
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