Experienced Compliance Monitoring Officer
Experienced Compliance Monitoring Officer
A well-known Dutch bank is seeking an experienced compliance monitoring officer to join the compliance, aml and sanctions team that consists of 35 experts specialising in AML, sanctions, and other financial crime risks. The Bank itself is seeking a seasoned monitroing expert across all lines of defence, and the ability to manage senior stakeholders.
Responsibilities:
- Advising senior management on risk management, implementations, improvements, and follow-up on incidents
- Monitoring the quality of 1st line owned systems and processes
- Collaborating with other banks and the government to improve the effectiveness of implementations
- Contributing to fulfilling the gatekeeper role and societal responsibility in fighting financial crime
Job Details:
- Governance & Oversight is a team within Compliance AML & Sanctions, overseeing the DFC 1st Line Execution Plan / Group Wide Recovery Plan
- Coordinating milestone validations and monitoring & testing within Compliance
- Ensuring progress and quality of monitoring conducted through the Monitoring Framework under the Group wide Recovery Plan
- Standardising processes, templates, evidencing, and deliverables under the Compliance Client Integrity Monitoring plan
- Challenging the quality and consistency of monitoring activities and validation reports
- Supporting and guiding Compliance Officers in conducting monitoring activities
- Supporting the execution of test work in Compliance Thematic Reviews
The Candidate:
- Passion for fighting financial crime
- Notable experience with anti-money laundering measures within a financial institution
- Knowledge of relevant regulations, guidelines, and other public information
- Ability to translate regulatory requirements into practical, risk-based approaches for monitoring and testing
- Strong analytical skills and the ability to distinguish main from secondary issues
- Team player with the ability to achieve results in close collaboration with colleagues
- Autonomous, with sound judgement, ownership, and the ability to create a good network in- and outside the bank
- Awareness of the consequences of actions or decisions for parts of or the entire organisation
Qualifications:
- University work and thinking level
- 8+ years of experience in money laundering and terrorist financing prevention
- Experience with testing the design and effectiveness of controls within Audit, Compliance, or business roles
- Curiosity and the ability to understand details to advise at a high level
- Knowledge of relevant financial crime laws, regulations, guidelines, and other public information
- Understanding of the three lines of defence within a financial institution
- Strong interpersonal skills, including empathy, persuasiveness, self-learning, and decisiveness
- Knowledge of administrative, project, and change management
- Effective oral and written communication skills, with the ability to explain complex information clearly
- Knowledge of the organisation, involved departments, bodies, and processes is an advantage
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your resume and details on file so when we see similar roles or see skillsets that drive growth in organizations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your resume so you can be considered for roles that have yet to be created.
Yes, we help with resume and interview preparation. From customized support on how to optimize your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.