Role: Chief Compliance Officer
Location: Luxembourg
Salary: Competitive and Candidate Dependent
We are partnered with a dynamic leader in the Wealthtech sector with a global presence spanning more than 15 offices worldwide. As a Wealthtech pioneer, we blend wealth management expertise with cutting-edge fintech solutions. With over €1 trillion in AuM, our client is a leading B2B platform for the fund industry.
Key Responsibilities:
- Provide expert advice on Compliance and AML/CFT matters to the board of directors, management, and employees.
- Define, coordinate, and implement policies and procedures for Compliance and AML/CFT.
- Develop and oversee the implementation of the Compliance Monitoring Programme, including outsourcing control measures and related processes.
- Ensure robust measures are in place to identify, assess, and mitigate risks related to money laundering and terrorist financing.
- Maintain and update the company's framework for managing compliance with regulatory requirements and expectations.
- Serve as the primary liaison between internal and external stakeholders, including regulatory authorities and auditors.
- Drive a culture of compliance and ethical conduct within the organization by ensuring adherence to the company's standards of behavior.
Requirements:
- At least 7 years of experience in compliance & AML within the funds industry.
- Strong knowledge of AIFM and UCITS funds.
- Comprehensive understanding of regulatory requirements in Luxembourg, particularly CSSF rules and guidelines.
- Strong ability to interpret and implement regulatory requirements and develop internal policies and procedures.
- Exceptional organizational, analytical, and communication skills to coordinate effectively with various stakeholders.
- Experience in managing compliance monitoring and risk mitigation programs.
- Advanced degree in Law, Finance, Business Administration, or a related field.
- Relevant professional certifications (e.g., CAMS, ICA, or equivalent) are highly desirable.
