Junior Compliance Associate
Junior Compliance Associate
Junior Compliance Associate - Financial Services | Mayfair, London
Location: Mayfair, London
Salary: Competitive + Benefits
Industry: Financial Services (Investment Management & Brokerage)
Are you looking to take the next step in your compliance career within a fast-paced and growing financial services firm? A well-established investment and brokerage firm, operating across traditional finance and digital assets, is looking for a Junior Compliance Associate to join their team in Mayfair, London.
The Role:
Reporting directly to the Head of Compliance, you will play a key role in ensuring the firm meets its regulatory obligations. This is a fantastic opportunity to gain hands-on experience in compliance, covering FCA regulations, AML, KYC, and regulatory reporting, while working in an innovative and dynamic environment.
Key Responsibilities:
Assist in monitoring compliance with FCA regulations, AML/CFT requirements, and internal policies.
Support the development and maintenance of compliance frameworks, policies, and procedures.
Conduct KYC and AML checks for clients and counterparties.
Assist in the preparation of regulatory filings and reports.
Help maintain compliance records, logs, and risk assessments.
Support compliance training initiatives for internal teams.
Stay up to date with regulatory changes and industry best practices.
About You:
1-3 years of experience in compliance, risk, or regulatory affairs within financial services.
A solid understanding of FCA regulations, AML, and KYC processes.
Strong attention to detail, analytical skills, and problem-solving abilities.
Excellent written and verbal communication skills.
Ability to work in a fast-paced environment, managing multiple tasks effectively.
Prior experience in investment management, brokerage, or exposure to digital assets is beneficial but not essential.
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your CV and details on file so when we see similar roles or see skillsets that drive growth in organisations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your CV so you can be considered for roles that have yet to be created.
Yes, we help with CV and interview preparation. From customised support on how to optimise your CV to interview preparation and compensation negotiations, we advocate for you throughout your next career move.