Junior Compliance Associate


London
Permanent
Negotiable
Compliance
PR/537411_1741868088

Junior Compliance Associate

Junior Compliance Associate - Financial Services | Mayfair, London
Location: Mayfair, London
Salary: Competitive + Benefits
Industry: Financial Services (Investment Management & Brokerage)

Are you looking to take the next step in your compliance career within a fast-paced and growing financial services firm? A well-established investment and brokerage firm, operating across traditional finance and digital assets, is looking for a Junior Compliance Associate to join their team in Mayfair, London.

The Role:
Reporting directly to the Head of Compliance, you will play a key role in ensuring the firm meets its regulatory obligations. This is a fantastic opportunity to gain hands-on experience in compliance, covering FCA regulations, AML, KYC, and regulatory reporting, while working in an innovative and dynamic environment.

Key Responsibilities:
Assist in monitoring compliance with FCA regulations, AML/CFT requirements, and internal policies.
Support the development and maintenance of compliance frameworks, policies, and procedures.
Conduct KYC and AML checks for clients and counterparties.
Assist in the preparation of regulatory filings and reports.
Help maintain compliance records, logs, and risk assessments.
Support compliance training initiatives for internal teams.
Stay up to date with regulatory changes and industry best practices.
About You:
1-3 years of experience in compliance, risk, or regulatory affairs within financial services.
A solid understanding of FCA regulations, AML, and KYC processes.
Strong attention to detail, analytical skills, and problem-solving abilities.
Excellent written and verbal communication skills.
Ability to work in a fast-paced environment, managing multiple tasks effectively.
Prior experience in investment management, brokerage, or exposure to digital assets is beneficial but not essential.

FAQs

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