Compliance Analyst (m/d/w)
Compliance Analyst (m/d/w)
Your Role
As a Compliance Analyst, you'll work with the Head of Compliance to develop and maintain a control framework for market abuse prevention, MiFID II and MiCAR compliant marketing, and Customer Support & Complaints Management. This role is within a FinTech company regulated by BaFin.
Digital assets are transforming finance, from digital currency trading to security tokens. The company helps regulated financial institutions navigate this space by providing access and liquidity for trading digital assets.
Responsibilities
- Assist with compliance reports, risk analysis, and audits.
- Maintain and improve compliance processes for market abuse prevention, marketing, and complaint management.
- Implement new procedures to meet regulatory requirements.
- Conduct controls and analyze suspicious transactions.
- Prepare regulatory reports and collaborate with various departments.
- Monitor and control customer support and complaint management procedures.
- Stay updated on regulations and best practices.
- Develop and deliver compliance training programs.
Requirements
- Bachelor's degree in Business, Finance, Law, or related field.
- 2-5 years of experience in compliance or audit, preferably in financial services.
- Knowledge of MiFID II, MiCAR, and market abuse regulations.
- Familiarity with compliance software and marketing compliance.
- Strong analytical, problem-solving, and communication skills.
- Proficiency in German and English.
- Professionalism, discretion, and the ability to work under pressure.
- Attention to detail and organizational skills.
FAQs
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