On Site Compliance Jobs

An asset management firm with a strong focus on equities is seeking a Portfolio Assistant. The company fosters a long-term investment approach that emphasises quality growth and responsible investing across both developed and emerging markets. With a diverse client base and a significant portfolio under management, the firm operates globally. Role ...

Eine etablierte und führende Bank sucht aktuell in deren Internal Audit Team nach einem erfahrenen Revisoren mit dem Fokus auf AML, Investment und/oder Compliance. Die Bank befindet sich in einer Transformation, die viele spannende Projekte mit sich bringt.Ihre Rolle:Nach einer umfassenden Einarbeitung übernehmen Sie die Leitung von End-to-End-Prüf...

This role is responsible for proactive identification and management of significant events and incidents which pose potential or actual risk to the business operations. Provides awareness, indications, warnings, and operational readiness information in response to crisis events involving fraud, physical security, technology, natural disasters, and ...

A global asset management firm with a strong focus on equities is seeking a Portfolio Assistant to join its team in Paris. The company is fully owned by employees and founders, fostering a long-term investment approach that emphasises quality growth and responsible investing across both developed and emerging markets. With a diverse client base and...

Job Title: Compliance ManagerLocation: Beijing, ChinaJob Summary: We are seeking a dedicated and experienced Compliance Manager to join our team in Beijing. The ideal candidate will have hands-on experience dealing with the Securities and Futures Commission (SFC) to apply for the Type 9 license. This role is crucial for ensuring our firm's complian...